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Christopher Alan Larson

Wolfe Research Securities

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About Christopher Alan Larson

Christopher Larson is a financial advisor with Wolfe Research Securities. Christopher has been in the financial industry since February 1, 1993. Christopher holds the Series 63, Series 7, and SIE licenses. Christopher is registered in California, New York, Oregon, and Washington. Christopher previously worked at Emerson Equity LLC, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STERNE, AGEE & LEACH, INC., MORGAN STANLEY & CO., INCORPORATED, PUTNAM LOVELL NBF SECURITIES INC., JWGENESIS CAPITAL MARKETS LLC, CRUTTENDEN ROTH INCORPORATED, and RODMAN & RENSHAW INC.

Firm Information

Christopher Larson is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Larson’s Registration & Firm History

CA

03/31/2023 - Present

Wolfe Research Securities (San Francisco CA)

CA

07/08/2021 - 09/13/2022

EMERSON EQUITY LLC (Sausalito CA)

CA

05/10/2019 - 04/05/2021

BOFA SECURITIES, INC. (SAN FRANCISCO CA)

CA

06/10/2011 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

04/28/2009 - 06/01/2011

STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)

NY

12/12/2007 - 04/29/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

10/10/2003 - 05/15/2007

MORGAN STANLEY & CO., INCORPORATED (SAN FRANCISCO CA)

NY

11/04/1998 - 09/02/2003

PUTNAM LOVELL NBF SECURITIES INC. (NEW YORK NY)

NY

09/24/1998 - 11/02/1998

JWGENESIS CAPITAL MARKETS LLC (NEW YORK NY)

CA

02/14/1996 - 06/25/1998

CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)

IL

08/25/1992 - 12/05/1995

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

10/17/1991 - 08/27/1992

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

IL

02/26/1991 - 10/25/1991

RODMAN & RENSHAW INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Alan Larson.
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