Unclaimed
Christopher Larson is a financial advisor with Wolfe Research Securities. Christopher has been in the financial industry since February 1, 1993. Christopher holds the Series 63, Series 7, and SIE licenses. Christopher is registered in California, New York, Oregon, and Washington. Christopher previously worked at Emerson Equity LLC, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STERNE, AGEE & LEACH, INC., MORGAN STANLEY & CO., INCORPORATED, PUTNAM LOVELL NBF SECURITIES INC., JWGENESIS CAPITAL MARKETS LLC, CRUTTENDEN ROTH INCORPORATED, and RODMAN & RENSHAW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/31/2023 - Present
Wolfe Research Securities (San Francisco CA)
CA
07/08/2021 - 09/13/2022
EMERSON EQUITY LLC (Sausalito CA)
CA
05/10/2019 - 04/05/2021
BOFA SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/10/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
04/28/2009 - 06/01/2011
STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)
NY
12/12/2007 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
10/10/2003 - 05/15/2007
MORGAN STANLEY & CO., INCORPORATED (SAN FRANCISCO CA)
NY
11/04/1998 - 09/02/2003
PUTNAM LOVELL NBF SECURITIES INC. (NEW YORK NY)
NY
09/24/1998 - 11/02/1998
JWGENESIS CAPITAL MARKETS LLC (NEW YORK NY)
CA
02/14/1996 - 06/25/1998
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
IL
08/25/1992 - 12/05/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
10/17/1991 - 08/27/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IL
02/26/1991 - 10/25/1991
RODMAN & RENSHAW INC. (CHICAGO IL)
BC
Issued 04/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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