Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Fienup is a financial advisor with Raymond James & Associates, Inc. Christopher has over 18 years of experience in the financial services industry. Christopher is registered to provide investment advice in 37 states. Christopher is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/07/2015 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
08/29/2012 - 08/11/2014
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
TN
01/21/2008 - 08/29/2012
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
10/06/2004 - 04/13/2006
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
IA
Issued 05/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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