Unclaimed
Christopher Alan Davis is a registered representative with Nomura Securities International, Inc. Christopher has been in the securities industry since April 28, 2010. Christopher has passed the Series 7 and Series 16 exams. Christopher has been registered with Nomura Securities International, Inc. since March 19, 2012. Previously, Christopher was registered with Yamaichi International (America) Inc. from December 13, 1988 to November 2, 1990.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
03/19/2012 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NA
12/13/1988 - 11/02/1990
YAMAICHI INTERNATIONAL (AMERICA) INC.
BC
Issued 03/15/2012
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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