Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Caputo is a financial advisor with over 23 years of experience in the industry. Christopher is currently registered with Cambridge Investment Research, Inc. in Bellevue, OH and has previously been registered with THE O.N. EQUITY SALES COMPANY and ROYAL ALLIANCE ASSOCIATES, INC.. Christopher is licensed to sell securities in 13 states. Christopher holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
12/21/2021 - Present
Cambridge Investment Research, Inc. (Bellevue OH)
OH
03/23/2000 - 12/31/2021
THE O.N. EQUITY SALES COMPANY (BELLEVUE OH)
AZ
10/11/1999 - 04/03/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 03/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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