Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bubrow is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been working in the financial industry since July 17, 1997. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states. Christopher is also registered as an investment advisor representative in Texas and New Jersey. Christopher has a total of 7 approved registrations with self-regulatory organizations, 1 approved FINRA registration, 53 approved state registrations, and 2 approved investment advisor state registrations. Christopher holds the following licenses: Series 66, Series 24, Series 23, Series 10, Series 9, SIE, and Series 7. Christopher specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars. Christopher is a member of Merrill Lynch, Pierce, Fenner & Smith Inc. and has worked there since March 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/19/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
BOTH
Issued 06/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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