Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Alan Brown is a financial professional with over 2 years of experience in the securities industry. Christopher is currently registered with Smbc Nikko Securities America, Inc., and holds the Series 7, Series 99, and SIE licenses. Christopher has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/15/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 08/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2024
Series 99TO - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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