Unclaimed
Christopher Snowling is a financial advisor with over 20 years of experience in the financial services industry. Christopher is currently registered with Charles Schwab & Co., Inc., a firm that manages more than $50 billion in assets for its clients. Prior to joining Charles Schwab & Co., Inc., Christopher worked for TD Ameritrade, Inc., Janney Montgomery Scott LLC, Chapin, Davis, PNC Investments, Arrowhead Investment Center, LLC, First Wall Street Corp., Prudential Securities Incorporated, Legg Mason Wood Walker, Incorporated, and Smith Barney Inc. Christopher holds Series 7, Series 63, Series 65, and Series 66 licenses and is a Certified Financial Planner. Christopher is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
DC
05/11/2022 - Present
Charles Schwab & CO., Inc. (Washington DC)
DC
10/12/2022 - 12/31/2023
TD AMERITRADE, INC. (WASHINGTON DC)
VA
08/11/2021 - 03/24/2022
JANNEY MONTGOMERY SCOTT LLC (RICHMOND VA)
MD
01/03/2012 - 11/16/2015
CHAPIN, DAVIS (BALTIMORE MD)
MD
04/24/2009 - 01/04/2012
PNC INVESTMENTS (BERLIN MD)
CA
11/03/2006 - 03/10/2009
ARROWHEAD INVESTMENT CENTER, LLC (MURRIETA CA)
CA
05/18/2001 - 10/31/2006
FIRST WALL STREET CORP. (SAN DIEGO CA)
NY
03/15/1999 - 05/22/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
01/18/1996 - 01/25/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/04/1996 - 01/11/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 01/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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