Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rolland is a financial professional with over two decades of experience in the industry. Christopher is currently registered with Susquehanna Financial Group, Lllp and has previously held positions at FBR Capital Markets & CO., LAZARD CAPITAL MARKETS LLC, WEDBUSH MORGAN SECURITIES INC., GENERIC TRADING OF PHILADELPHIA, LLC, GENESIS SECURITIES, LLC, ASSENT LLC, WORLDCO, L.L.C., DEAN WITTER REYNOLDS INC. and OPPENHEIMER & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2016 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
11/09/2010 - 07/19/2016
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
05/30/2007 - 12/11/2008
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/09/2006 - 05/24/2007
WEDBUSH MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/26/2006 - 05/24/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
12/03/2004 - 01/03/2005
GENESIS SECURITIES, LLC (NEW YORK NY)
IL
10/14/2003 - 11/30/2004
ASSENT LLC (BOLINGBROOK IL)
NY
08/19/1999 - 10/09/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
01/17/1998 - 08/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/01/1996 - 09/29/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 09/24/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/10/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
Not sure Christopher Rolland is the right advisor for you? Invested Better is here to help.
