Unclaimed
Christopher Aaron Rhodes is a financial professional with over 6 years of experience in the industry. Christopher is currently registered with Charles Schwab & Co., Inc. and previously worked with TD AMERITRADE, INC. Christopher holds several industry licenses including Series 63, Series 7, Series 9 and SIE. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and has a valid license in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
02/08/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
06/23/2017 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 07/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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