Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nichols is a financial advisor with Ameriprise Financial Services, LLC, based in Sarasota, Florida. Christopher has been in the financial services industry since January 2004. Christopher is a registered representative and investment advisor representative in several states and holds the Series 66, SIE, and Series 7 licenses. Prior to joining Ameriprise Financial Services, LLC, Christopher held positions at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., The Huntington Investment Company, and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/05/2023 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
FL
03/07/2008 - 05/17/2023
WELLS FARGO CLEARING SERVICES, LLC (SARASOTA FL)
FL
03/09/2006 - 03/12/2008
SUNTRUST INVESTMENT SERVICES, INC. (VENICE FL)
OH
01/18/2005 - 02/13/2006
THE HUNTINGTON INVESTMENT COMPANY (CHILLICOTHE OH)
MN
01/29/2004 - 11/12/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/29/2004 - 11/12/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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