Unclaimed
Christopher Aaron Miller is a financial advisor who has been in the industry since March 2008. Christopher is registered with MML Investors Services, LLC and currently holds active registrations in New York and Texas. Previously, Christopher was registered with MSI Financial Services, Inc. and New England Securities. Christopher holds a number of licenses and certifications including the Series 7, Series 24, Series 53, Series 63, and Series 66. Christopher is a financial advisor with expertise in retirement planning. Christopher offers a range of financial services, including asset allocation programs, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
11/09/2022 - Present
MML Investors Services, LLC (ROCHESTER NY)
NY
03/31/2008 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
04/23/2013 - 01/02/2015
NEW ENGLAND SECURITIES (ROCHESTER NY)
BOTH
Issued 12/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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