Unclaimed
Christopher A. Thomas is a registered representative of Edward Jones and has been in the industry since June 30, 2013. Christopher Thomas is a financial advisor with a commitment to providing personalized financial advice to individuals and families. Christopher Thomas holds the Series 6, 7, 63, and 65 licenses, and the SIE. Christopher Thomas has experience with investment strategies, retirement planning, and financial planning. Christopher Thomas has previously worked at PNC Investments, BBVA Securities Inc. and BBVA Wealth Solutions Inc. Christopher Thomas is currently registered to provide investment advice and securities brokerage services in California, Colorado, Florida, Louisiana, Missouri, North Carolina, Texas, Virginia, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/28/2022 - Present
Edward Jones (SAN MARCOS TX)
TX
08/16/2021 - 02/08/2022
PNC INVESTMENTS (AUSTIN TX)
TX
07/01/2013 - 08/16/2021
BBVA SECURITIES INC. (AUSTIN TX)
IA
Issued 06/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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