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Christopher A Imbemba

Pershing LLC

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About Christopher A Imbemba

Christopher Imbemba is a registered representative with Pershing LLC and Pershing Advisor Solutions LLC, both of which are based in Jersey City, NJ. Christopher has been in the industry since December 10, 2015, and holds licenses in New Jersey.

Firm Information

Christopher Imbemba is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Imbemba’s Registration & Firm History

NJ

08/09/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NY

04/15/2020 - 07/28/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STATEN ISLAND NY)

NY

02/05/2015 - 06/21/2019

SANTANDER SECURITIES LLC (STATEN ISLAND NY)

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Licenses & Designations

BOTH

Issued 07/28/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher A Imbemba.
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