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Christopher A Cox

Fidelity Brokerage Services LLC

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About Christopher A Cox

Christopher Cox is a financial professional with over 15 years of experience in the industry. Christopher is currently registered with Fidelity Brokerage Services LLC and holds the Series 6, Series 7TO, and Series 63 licenses. Christopher is licensed to conduct securities business in all 50 states and the District of Columbia.

Firm Information

Christopher Cox is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Cox’s Registration & Firm History

NC

03/28/2022 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

TX

02/26/2008 - 05/12/2008

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 04/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/22/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher A Cox. Review regulatory record here.
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