Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Calipa is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous positions at Northwestern Mutual Investment Services, LLC, Quick & Reilly, Inc., Carlin Equities Corp. and D. H. Blair & Co., Inc. Christopher holds a Series 63, Series 24, Series 8, Series 7 and Series 6 license. He specializes in providing investment advisory services to individuals, corporations, and institutions. Christopher's current practice focuses on providing a wide range of financial services including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/20/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFIELD CT)
NY
07/30/2009 - 08/30/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RYE BROOK NY)
NY
11/06/2001 - 05/12/2003
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/09/1998 - 10/16/2001
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
03/26/1992 - 04/09/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 09/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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