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Christopher A Burton

UBS Asset Management (us) Inc.

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About Christopher A Burton

Christopher Burton is a financial professional with over 15 years of experience in the industry. Christopher currently works at UBS Asset Management (us) Inc. Christopher holds multiple licenses including Series 7, Series 24, Series 4, and Series 63. Christopher has previously worked for CREDIT SUISSE SECURITIES (USA) LLC. Christopher is registered with FINRA.

Firm Information

Christopher Burton is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Burton’s Registration & Firm History

NY

05/01/2024 - Present

UBS Asset Management (us) Inc. (New York NY)

NY

03/23/2009 - 05/01/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/2010

Series 4 - Registered Options Principal Examination

BC

Issued 05/30/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher A Burton.
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