Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christophe? Claim Your ProfileChristophe Nicolas is a financial professional with over 18 years of experience in the industry. Christophe has a broad range of experience, having worked at firms such as ICAP Corporates LLC, FIMAT USA, LLC, and Maxim Group LLC. He is currently registered with Jonestrading and holds the Series 7, Series 55, Series 63, and Series 57TO licenses. Christophe has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2016 - Present
Jonestrading (NEW YORK NY)
NJ
12/20/2006 - 10/29/2015
ICAP CORPORATES LLC (JERSEY CITY NJ)
IL
01/23/2006 - 01/18/2007
FIMAT USA, LLC (CHICAGO IL)
NY
10/01/2004 - 02/16/2006
MAXIM GROUP LLC (NEW YORK NY)
NA
03/19/2004 - 09/07/2004
LOUIS CAPITAL MARKETS, LP (PARIS )
BC
Issued 04/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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