Unclaimed
Christophe Dupin de saint cyr has been in the financial services industry since November 1996. Christophe is currently registered with Momentum Independent Network Inc. in the states of Arizona, California, Florida, Maryland, Nevada, Oregon, Texas, Utah, Virginia, and Washington. Christophe also holds Series 63, 65, 66, 7 and 31 licenses. Christophe has previously been registered with Raymond James & Associates, Inc., Waddell & Reed, Inc., Wells Fargo Advisors, LLC, Prudential Securities Incorporated, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
WA
04/15/2021 - Present
Momentum Independent Network Inc. (Van Couver WA)
CA
02/22/2011 - 04/01/2019
RAYMOND JAMES & ASSOCIATES, INC. (ROLLING HILLS ESTATES CA)
CA
06/18/2009 - 02/28/2011
WADDELL & REED, INC. (TORRANCE CA)
CA
07/01/2003 - 06/19/2009
WELLS FARGO ADVISORS, LLC (ROLLING HILLS ESTATES CA)
NY
09/25/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/29/1996 - 09/25/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/24/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christophe Dupin de saint cyr is the right advisor for you? Invested Better is here to help.