Unclaimed
Christoph Johannes Bender is a financial professional with a strong focus on the securities industry. Christoph joined UBS Securities LLC in April 2017. Prior to that, Christoph has been in the industry for more than 5 years. Christoph has successfully completed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2017 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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