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Christoph Johannes Bender

UBS Securities LLC

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About Christoph Johannes Bender

Christoph Johannes Bender is a financial professional with a strong focus on the securities industry. Christoph joined UBS Securities LLC in April 2017. Prior to that, Christoph has been in the industry for more than 5 years. Christoph has successfully completed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Christoph Bender is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christoph Bender’s Registration & Firm History

NY

04/03/2017 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christoph Johannes Bender.
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