Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christoph? Claim Your ProfileChristoph Chatfield is an active broker and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christoph has been in the industry since 2003, has passed the Series 63, 65, 7, 31 and SIE exams, and is registered to offer securities and advisory services in over 50 states. Christoph's professional history includes previous roles with BISYS Fund Services Limited Partnership and Morgan Stanley DW Inc. Christoph's areas of expertise include portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/12/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
OH
02/19/2003 - 09/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
ME
01/30/2002 - 04/29/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
06/29/2001 - 11/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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