Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Yu is a registered investment advisor with over 22 years of experience in the financial services industry. Christine currently works for Charles Schwab & CO., Inc. Prior to joining Charles Schwab & CO., Inc., Christine was a registered representative at TD Ameritrade, Inc. and Scottrade, Inc. Christine holds Series 7, 9, 10, 24, 66, and 99TO securities licenses. Christine is also a registered investment advisor in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/26/2022 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Chicago IL)
IL
11/15/2016 - 02/26/2018
SCOTTRADE, INC. (CHICAGO IL)
IL
01/05/2007 - 07/05/2016
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
IL
07/10/2006 - 12/20/2006
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
NJ
10/14/2003 - 10/07/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
TX
09/25/2000 - 10/10/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 11/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/07/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Christine Yu is the right advisor for you? Invested Better is here to help.
