Unclaimed
Christine Walker Matthew is a financial advisor with Seia, based in LOS ANGELES, California. Christine Walker Matthew has been in the industry since March 2007. Christine Walker Matthew specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Christine Walker Matthew has been registered with FINRA since 2013. Christine Walker Matthew is also a registered Investment Advisor in California. Christine Walker Matthew has held previous roles at Goldman Sachs & Co. LLC, Fidelity Brokerage Services LLC, Northern Trust Securities, Inc., SPEAR, LEEDS & KELLOGG, L.P., SLK INDEX SPECIALISTS, LLC, and SPEAR, LEEDS & KELLOGG SPECIALISTS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/06/2023 - Present
Seia (LOS ANGELES CA)
CA
07/27/2021 - 11/14/2023
GOLDMAN SACHS & CO. LLC (LOS ANGELES CA)
CA
05/24/2013 - 08/02/2019
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
CA
03/30/2006 - 09/06/2007
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
NY
01/22/2001 - 04/30/2004
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
02/26/2002 - 08/26/2002
SLK INDEX SPECIALISTS, LLC (NEW YORK NY)
NY
11/21/2000 - 02/26/2002
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BC
Issued 06/03/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 03/26/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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