Unclaimed
Christine Vergari is a financial advisor currently registered with J.p. Morgan Securities LLC, and has been in the financial industry since March 24, 2014. Christine is registered with the state of Florida for both securities and investment advisory services. Additionally, Christine is registered with the state of Texas for investment advisory services. Christine previously held positions at Sanford C. Bernstein & Co., LLC, Credit Suisse Securities (USA) LLC, Bear, Stearns & Co. Inc., and Morgan Stanley DW Inc.. Christine has a total of 25 approved securities registrations with FINRA and 53 approved state securities registrations. Christine also has 2 approved state investment advisor registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
11/17/2022 - Present
J.p. Morgan Securities LLC (Ft. Lauderdale FL)
FL
02/22/2020 - 03/01/2022
SANFORD C. BERNSTEIN & CO., LLC (WEST PALM BEACH FL)
NC
08/10/2015 - 06/09/2016
CREDIT SUISSE SECURITIES (USA) LLC (Research Triangle Park NC)
NY
08/16/2005 - 06/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/19/2002 - 03/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christine Vergari is the right advisor for you? Invested Better is here to help.