Unclaimed
Christine To is a registered representative with Fidelity Brokerage Services LLC. Christine has been in the industry since 2008. Christine is currently registered in California. Christine has passed the Series 63, SIE and Series 7 exams. Christine was previously registered with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
12/17/2021 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
CA
01/03/2020 - 04/06/2022
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
CA
05/19/2014 - 12/06/2019
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
03/21/2018 - 07/02/2018
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
CA
05/21/2008 - 04/25/2014
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
BC
Issued 03/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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