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Christine To

Fidelity Brokerage Services LLC

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About Christine To

Christine To is a registered representative with Fidelity Brokerage Services LLC. Christine has been in the industry since 2008. Christine is currently registered in California. Christine has passed the Series 63, SIE and Series 7 exams. Christine was previously registered with National Financial Services LLC.

Firm Information

Christine To is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine To’s Registration & Firm History

GA

12/17/2021 - Present

Fidelity Brokerage Services LLC (ATLANTA GA)

CA

01/03/2020 - 04/06/2022

NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)

CA

05/19/2014 - 12/06/2019

FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)

CA

03/21/2018 - 07/02/2018

NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)

CA

05/21/2008 - 04/25/2014

NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christine To.
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