Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Swanson is a financial advisor in McDonough, GA, and is registered with American Global Wealth Management, Inc.. Christine has been in the securities industry since November 6, 2007. Christine has passed the Series 6, 7, 9, 10, 24, 26, 66 and SIE exams. Christine also has 1 state registration. Christine was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Distributors, LLC, MML Investors Services, Inc., Davis Distributors, LLC, New England Funds, L.P., Fidelity Brokerage Services, Inc., and John Hancock Distributors, Inc.. Christine is a financial advisor and has experience working with a variety of clients, including both individual investors and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
01/29/2018 - Present
American Global Wealth Management, Inc. (McDonough GA)
GA
05/24/2013 - 12/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAVANNAH GA)
MA
03/07/2003 - 03/25/2004
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
10/24/2002 - 03/25/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
AZ
12/09/1996 - 11/05/1998
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
MA
04/28/1995 - 10/08/1996
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
RI
06/09/1993 - 09/13/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
02/25/1988 - 10/21/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 06/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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