Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Gordon is a financial advisor with over 17 years of experience in the industry. Christine is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennsylvania and Texas. Christine has previously been registered with Wells Fargo Clearing Services, LLC, PNC Investments, MetLife Securities Inc., BANC of America Investment Services, INC., Wachovia Securities, LLC, IFMG Securities, INC., Allstate Financial Services, LLC and Wachovia Securities, INC.. Christine holds the Series 6, 7, 63, and 66 securities licenses and the SIE exam. Christine has specialized in providing advisory services to corporations and individuals as well as other investment advisers, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EXTON PA)
DE
02/21/2013 - 10/25/2018
WELLS FARGO CLEARING SERVICES, LLC (HOCKESSIN DE)
PA
03/29/2011 - 02/22/2013
PNC INVESTMENTS (THORNDALE PA)
PA
03/13/2009 - 04/04/2011
METLIFE SECURITIES INC. (LEWISTOWN PA)
PA
01/18/2007 - 03/16/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (POTTSTOWN PA)
PA
09/14/2004 - 12/04/2006
WACHOVIA SECURITIES, LLC (READING PA)
NY
06/28/2004 - 07/15/2004
IFMG SECURITIES, INC. (PURCHASE NY)
NE
10/23/2003 - 03/05/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MO
10/24/2000 - 12/17/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 06/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christine Gordon is the right advisor for you? Invested Better is here to help.
