Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Soininen is a financial advisor at UBS Financial Services Inc. Christine has been in the financial services industry since February 28, 2000. Christine has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, Morgan Stanley, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Prudential Securities Incorporated. Christine is registered with FINRA as a General Securities Principal and a General Securities Representative. Christine also holds a Series 31 license. Christine has been actively involved in financial planning and investment management for over 20 years, providing guidance to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
06/18/2024 - Present
UBS Financial Services Inc. (MINNEAPOLIS MN)
MN
03/29/2023 - 05/07/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMINGTON MN)
MN
08/15/2018 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (BLOOMINGTON MN)
MN
04/04/2012 - 08/06/2018
MORGAN STANLEY (ST.PAUL MN)
MN
09/13/2010 - 04/04/2012
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
05/15/2001 - 09/13/2010
WELLS FARGO INVESTMENTS, LLC (SAINT PAUL MN)
NY
09/17/1996 - 04/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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