Unclaimed
Christine Scalley is a registered investment advisor representative with J.p. Morgan Securities LLC in Los Angeles, California. Christine has been in the securities industry since October 2001. Christine has a Series 65, Series 63, Series 57TO, Series 55 and Series 7 license and is registered in 53 states and the District of Columbia. Christine is a consultant at Barbuda Consulting, a newly formed LLC for consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/29/2023 - Present
J.p. Morgan Securities LLC (Los Angeles CA)
NY
08/09/2012 - 06/17/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/26/2012 - 07/13/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/08/2009 - 01/26/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/11/2001 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 06/29/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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