Unclaimed
Christine Roberts is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Christine has been in the financial services industry since 1994. Christine is licensed in 53 states and is registered with the Financial Industry Regulatory Authority (FINRA). Christine has a variety of experience working with different clients including individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Christine has worked in the financial services industry for over 28 years and provides investment consulting services to institutional clients. Christine offers financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/04/2019 - Present
Wells Fargo Advisors Financial Network, LLC (RICHMOND VA)
MO
06/10/2011 - 05/22/2012
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
MO
04/07/2011 - 05/22/2012
SAXONY SECURITIES, INC. (ST. LOUIS MO)
RI
03/06/2008 - 04/14/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NEWPORT RI)
MO
01/01/2008 - 03/10/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
02/18/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
07/13/2004 - 02/02/2005
UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)
MO
09/10/1996 - 09/16/2003
EDWARD JONES (ST. LOUIS MO)
MO
12/21/1995 - 06/03/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MO
08/28/1993 - 12/15/1995
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MO
08/06/1992 - 08/17/1993
MGI INVESTMENTS, INC. (ST. LOUIS MO)
BOTH
Issued 08/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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