Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine McBroom is a financial advisor with Raymond James Financial Services Advisors, Inc. Christine has been in the financial services industry since August 26, 2008. Christine holds Series 66, 7, 9, 10, and SIE licenses. Christine also holds active registrations in Arizona, Arkansas, California, Florida, Massachusetts, Michigan, Nevada, New York, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, Vermont, Virginia, and Washington. Christine is also the owner of Lanai Financial Solutions LLC, which is a support company for Christine's financial advising business. Christine is also the owner/proprietor of McBroom LLC, a rental real estate business. Christine is also a board member and chair of the board for Santa Cruz Montessori.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
05/04/2018 - Present
Raymond James Financial Services Advisors, Inc. (CAPITOLA CA)
CA
03/11/2013 - 06/01/2016
FIRST ALLIED SECURITIES, INC. (CAPITOLA CA)
CA
08/18/2008 - 03/01/2013
EDWARD JONES (CAPITOLA CA)
BOTH
Issued 08/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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