Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Potterton is a financial advisor at J.P. Morgan Securities LLC. Christine is a registered representative with the firm, and holds Series 3, 6, 7, 63, and 66 licenses. Christine has been in the securities industry since 1988. Christine specializes in portfolio management for individuals and businesses, as well as financial planning. Previously Christine has worked at Commonwealth Financial Network, Invest Financial Corporation, PNC Investments, Chase Investment Services Corp., PaineWebber Incorporated, Spear, Leeds & Kellogg, Morgan Stanley & Co., Incorporated, Oppenheimer & Co., Inc., Dean Witter Reynolds Inc., and Securities Corporation of Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
03/28/2022 - Present
J.p. Morgan Securities LLC (Wheaton IL)
IL
02/20/2018 - 12/01/2021
COMMONWEALTH FINANCIAL NETWORK (Saint Charles IL)
IL
01/08/2014 - 02/16/2018
INVEST FINANCIAL CORPORATION (ST. CHARLES IL)
IL
08/16/2012 - 12/05/2013
PNC INVESTMENTS (ST CHARLES IL)
IL
12/11/2008 - 07/20/2012
CHASE INVESTMENT SERVICES CORP. (BATAVIA IL)
NJ
12/22/1998 - 05/13/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/27/1997 - 08/29/1997
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
12/03/1993 - 07/15/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/12/1992 - 11/24/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
11/30/1989 - 05/27/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
04/19/1988 - 11/28/1989
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
BOTH
Issued 12/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/29/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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