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Christine Patricia Gibau

National Financial Services LLC

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About Christine Patricia Gibau

Christine Gibau has been in the financial services industry since 1999. Christine holds a Series 7, Series 9, Series 24, Series 62, Series 63, and Series 99TO licenses. Christine is currently registered with National Financial Services LLC. Christine previously worked for Fidelity Brokerage Services LLC.

Firm Information

Christine Gibau is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Gibau’s Registration & Firm History

RI

03/27/2007 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

01/18/2001 - 03/27/2007

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/30/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2007

Series 24 - General Securities Principal Examination

BC

Issued 11/22/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Patricia Gibau.
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