Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Noel Sperry is a financial advisor with over 30 years of experience in the industry. Christine is currently registered with Citigroup Global Markets Inc. and has previously worked with several other firms including SALOMON BROTHERS INC., LEHMAN BROTHERS INC., CRESVALE INTERNATIONAL, INC., PAINEWEBBER INCORPORATED, and CS FIRST BOSTON CORPORATION. Christine holds several licenses including Series 3, 7, 10, 24, 55, 57TO, and SIE. Christine is currently registered to provide advisory services in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/23/1997 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
02/23/1996 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
12/19/1991 - 03/06/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/07/1990 - 02/14/1991
CRESVALE INTERNATIONAL, INC.
NJ
10/06/1989 - 09/27/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/23/1986 - 08/01/1989
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 07/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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