Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Swindell is a financial advisor with Sanctuary Advisors, LLC. Christine has been in the financial services industry since 2018. Christine holds a Series 66 and Series 63 license. Christine also has the Series 9 license and has passed the SIE and Series 7 exams. Christine is registered to provide investment advice in 27 states and has been with Sanctuary Advisors, LLC since 2024. Prior to this role, Christine was a registered representative with Stifel, Nicolaus & Company, Incorporated and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
03/08/2024 - Present
Sanctuary Advisors, LLC (INDIANAPOLIS IN)
IN
08/31/2020 - 03/15/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (INDIANAPOLIS IN)
IN
05/25/2018 - 08/21/2020
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BOTH
Issued 04/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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