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Christine Michelle Amato

Charles Schwab & CO., Inc.

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About Christine Michelle Amato

Christine Michelle Amato is a financial professional with over 38 years of experience in the industry. Christine is currently registered with Charles Schwab & CO., Inc. and has previously held positions with TD Ameritrade, Inc. and Tradeweb Direct LLC. Christine holds several licenses, including Series 66, Series 24 and Series 53. Christine is registered to provide investment advice in multiple states.

Firm Information

Christine Amato is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christine Amato’s Registration & Firm History

CA

01/26/2022 - Present

Charles Schwab & CO., Inc. (Carlsbad CA)

CA

01/12/2016 - 12/31/2022

TD AMERITRADE, INC. (San Diego CA)

NE

06/26/2017 - 03/24/2018

TD AMERITRADE CLEARING, INC. (OMAHA NE)

CA

10/23/2000 - 01/12/2015

TRADEWEB DIRECT LLC (CARLSBAD CA)

NY

10/25/2000 - 05/08/2001

MUNIGROUP.COM, LLC (NEW YORK NY)

CA

10/16/1998 - 10/23/2000

PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)

CA

03/23/1994 - 09/11/1998

FIXED INCOME SECURITIES, INC. (SAN DIEGO CA)

NY

04/02/1993 - 12/22/1993

MONY SECURITIES CORP. (NEW YORK NY)

AZ

01/07/1991 - 11/11/1992

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

CA

10/09/1989 - 11/11/1992

GIRARD SECURITIES, INC. (SAN DIEGO CA)

AZ

02/06/1989 - 10/30/1992

SPELMAN & CO., INC. (PHOENIX AZ)

NA

02/09/1987 - 01/17/1989

FIRST AFFILIATED SECURITIES, INC.

NA

12/20/1984 - 12/16/1986

WEDBUSH, NOBLE, COOKE, INC

NA

06/27/1984 - 09/23/1985

SHEARSON LEHMAN BROTHERS INC.

NA

05/20/1982 - 06/27/1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

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Licenses & Designations

BOTH

Issued 04/13/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/25/1997

Series 24 - General Securities Principal Examination

BC

Issued 03/27/1990

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christine Michelle Amato. Review regulatory record here.
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