Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Marie Papa is an investment advisor representative associated with Capital Client Group, Inc.. Christine has been in the financial services industry since April 16, 2008. Christine is registered with FINRA as well as in 5 states, including California, Indiana, New York, and Virginia. Christine has passed the Series 7TO, Series 6, SIE, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/16/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NY
01/19/2011 - 09/26/2017
FEF DISTRIBUTORS, LLC (NEW YORK NY)
VA
09/22/2006 - 07/21/2009
AMERICAN FUNDS DISTRIBUTORS, INC. (NORFOLK VA)
IA
Issued 04/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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