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Christine Marie Pantazon

Northwestern Mutual Investment Services, LLC

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About Christine Marie Pantazon

Christine Pantazon is a financial advisor with Northwestern Mutual Investment Services, LLC. Christine has been in the financial services industry since 1993. Christine has a wide range of experience in the financial services industry, with previous roles at American Express Financial Advisors Inc., IDS Life Insurance Company, and Robert W. Baird & Co. Incorporated. Christine holds several industry licenses and certifications, including Series 7, Series 24, Series 53, and Series 63. Christine's current employment with Northwestern Mutual Investment Services, LLC began in 2001.

Firm Information

Christine Pantazon is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christine Pantazon’s Registration & Firm History

WI

11/06/2001 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

MN

06/11/2001 - 09/18/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/11/2001 - 09/18/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

WI

07/21/1993 - 03/28/2001

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2010

Series 24 - General Securities Principal Examination

BC

Issued 11/19/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Marie Pantazon.
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