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Christine Marie Nolan

Neuberger Berman BD LLC

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About Christine Marie Nolan

Christine Nolan is a registered representative with Neuberger Berman BD LLC. Christine has been in the securities industry since 2016. Christine is registered in New Jersey, New York, Florida, Louisiana, Maryland, Massachusetts, Minnesota and Texas. Christine holds Series 6, 7, 63, and 66 securities licenses.

Firm Information

Christine Nolan is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christine Nolan’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

CO

06/23/2016 - 12/08/2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 05/02/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/07/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christine Marie Nolan.
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