Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Marie McBroom is a registered representative with Morgan Stanley, a firm with over $1 trillion in assets under management. Christine has been in the financial services industry for over 20 years and has a broad range of experience. Christine has held previous positions with OneAmerica Securities, Inc., Invesco AIM Distributors, Inc., AT Investor Services, Inc., and Citigroup Global Markets Inc. Christine is licensed in Indiana to provide both Broker-Dealer and Investment Advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IN
01/24/2014 - Present
Morgan Stanley (Indianapolis IN)
IN
03/03/2010 - 04/08/2011
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
GA
12/07/2007 - 05/27/2008
INVESCO AIM DISTRIBUTORS, INC. (ATLANTA GA)
GA
10/20/2005 - 12/07/2007
AT INVESTOR SERVICES, INC. (ATLANTA GA)
NY
07/08/2005 - 09/21/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/26/2001 - 05/31/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 09/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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