Unclaimed
Christine Marie Houston is a registered representative with UBS Financial Services Inc. Christine has been in the financial services industry since 2010 and has a Series 7, Series 66 and SIE license. Christine has an active registration in Florida and is registered with the SEC as an Investment Adviser Representative in Florida. Christine is a Financial Advisor, Portfolio Manager and Investment Advisor Representative in Florida. UBS Financial Services Inc. has been serving clients since 1988 and has a strong commitment to providing clients with personalized financial advice and services. The firm has a wide range of services to meet the needs of its clients, including financial planning, portfolio management, and investment advisory services. Christine is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/05/2018 - Present
UBS Financial Services Inc. (TAMPA FL)
FL
09/01/2010 - 06/02/2014
SANFORD C. BERNSTEIN & CO., LLC (TAMPA FL)
BOTH
Issued 10/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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