Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Hart is a financial advisor with RBC Capital Markets, LLC and has been in the financial industry since 2006. Christine is registered in the state of Colorado as a broker-dealer and investment advisor representative. She has a Series 7, Series 6, Series 63 and Series 66 license. Christine has worked with various financial firms during her career including J.P. Morgan Securities LLC, Chase Investment Services Corp, Brewer Financial Services, LLC and Janus Distributors LLC. Christine specializes in working with individuals, businesses, pension and profit sharing plans, corporations, charitable organizations and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/26/2024 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
10/01/2012 - 05/23/2013
J.P. MORGAN SECURITIES LLC (DENVER CO)
CO
11/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DENVER CO)
CO
04/22/2009 - 01/04/2010
BREWER FINANCIAL SERVICES, LLC (LAKEWOOD CO)
CO
10/27/2006 - 10/19/2007
JANUS DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 08/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christine Hart is the right advisor for you? Invested Better is here to help.
