Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Govan is a financial advisor with over 37 years of experience in the industry. Christine has been with UBS Financial Services Inc. since January 1995. Christine's career began at Lehman Brothers Kuhn Loeb Incorporated in 1982. Previously, Christine has been registered with Donaldson, Lufkin & Jenrette Securities Corporation, Kidder, Peabody & Co. Incorporated, and Doley Securities, Inc. Christine holds Series 7, Series 31, Series 63, and Series 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/23/2005 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
07/25/1991 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/08/1991 - 07/08/1991
LAIDLAW EQUITIES, INC. (NEW YORK NY)
NA
06/21/1990 - 08/02/1990
A & E CAPITAL GROUP, INC.
LA
11/04/1988 - 09/16/1989
DOLEY SECURITIES, INC. (NEW ORLEANS LA)
NA
07/23/1984 - 07/05/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
06/27/1984 - 09/23/1985
SHEARSON LEHMAN BROTHERS INC.
NA
05/24/1982 - 05/31/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
IA
Issued 09/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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