Unclaimed
Christine Marie Foster is an investment banking professional with over 5 years of experience in the financial services industry. Christine is currently a Registered Representative at Piper Sandler & Co., where she is responsible for providing investment banking services to clients. Christine has extensive experience in the investment banking industry, having previously worked as a Registered Representative at Wells Fargo Securities, LLC. Christine holds a Series 63, Series 79 and SIE licenses. Christine’s expertise includes investment banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/18/2020 - Present
Piper Sandler & Co. (CHARLOTTE NC)
NC
04/15/2015 - 11/20/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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