Unclaimed
Christine Marie First is a financial professional with over 28 years of experience in the financial services industry. Christine is currently registered with Prudential Annuities Distributors, Inc. and holds Series 6, 7, and SIE licenses as well as a Series 63 license. Christine has previously been registered with several other firms including SC Distributors, LLC, MetLife Investors Distribution Company, AXA Distributors, LLC, Robert W. Baird & Co. Incorporated, Liss Financial Services, Kemper Clearing Corp., MONY Securities Corp., and First Investors Corporation. Christine has experience working in various states including California, Florida, South Dakota, Wisconsin, New York, North Carolina, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/18/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CA
01/06/2016 - 03/20/2019
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
01/17/2011 - 12/02/2014
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NY
02/12/2010 - 01/25/2011
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NC
02/01/2000 - 02/01/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
WI
07/14/1998 - 02/08/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
07/20/1994 - 08/05/1998
LISS FINANCIAL SERVICES (MILWAUKEE WI)
WI
08/18/1993 - 04/26/1994
KEMPER CLEARING CORP. (MILWAUKEE WI)
NY
03/11/1993 - 08/24/1993
MONY SECURITIES CORP. (NEW YORK NY)
NJ
07/17/1992 - 11/12/1992
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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