Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Bennett is a financial professional with over 25 years of experience in the industry. Christine is currently registered with Wells Fargo Clearing Services, LLC and previously worked with Northwestern Mutual Investment Services, LLC, American Independent Securities Group, LLC, D.A. Davidson & Co., Wedbush Morgan Securities Inc., Mutual Service Corporation, JDL Securities Corporation, Comerica Securities, Roth Capital Partners, LLC, and Sutro & Co. Incorporated. Christine holds several licenses and designations, including Series 4, 7, 9, 10, 24, 52TO, 53, 63, 65, 79TO, 99TO, and SIE. Christine offers various financial services, including portfolio management, investment consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/03/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
ID
07/15/2013 - 06/04/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOISE ID)
ID
09/24/2009 - 07/19/2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)
ID
07/15/2009 - 09/24/2009
D.A. DAVIDSON & CO. (BOISE ID)
ID
06/18/2009 - 07/01/2009
WEDBUSH MORGAN SECURITIES INC. (BOISE ID)
ID
02/26/2008 - 06/12/2009
D.A. DAVIDSON & CO. (BOISE ID)
ID
10/10/2007 - 02/15/2008
MUTUAL SERVICE CORPORATION (BOISE ID)
CA
06/02/2006 - 08/15/2007
JDL SECURITIES CORPORATION (NEWPORT BEACH CA)
CA
05/08/2002 - 06/05/2006
COMERICA SECURITIES (COSTA MESA CA)
CA
06/24/1996 - 10/10/2001
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
08/24/1995 - 06/24/1996
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
IA
Issued 11/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/30/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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