Unclaimed
Christine Marie Beaumont-roy has been in the financial services industry since September 22, 2001. Christine is currently registered with Fidelity Brokerage Services LLC. Christine holds a Series 66 license, as well as Series 7, 9, 10, 24, and 51 licenses. Christine was previously registered with FIDELITY DISTRIBUTORS COMPANY LLC and UBS PAINEWEBBER INC. Christine is registered in Maine, Massachusetts, Rhode Island, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/20/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
04/09/2003 - 08/09/2021
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
NJ
08/07/2001 - 04/02/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 09/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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