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Christine Marie Beaumont-roy

Fidelity Brokerage Services LLC

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About Christine Marie Beaumont-roy

Christine Marie Beaumont-roy has been in the financial services industry since September 22, 2001. Christine is currently registered with Fidelity Brokerage Services LLC. Christine holds a Series 66 license, as well as Series 7, 9, 10, 24, and 51 licenses. Christine was previously registered with FIDELITY DISTRIBUTORS COMPANY LLC and UBS PAINEWEBBER INC. Christine is registered in Maine, Massachusetts, Rhode Island, Texas, and Utah.

Firm Information

Christine Beaumont-roy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Beaumont-roy’s Registration & Firm History

RI

09/20/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

04/09/2003 - 08/09/2021

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

NJ

08/07/2001 - 04/02/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 09/04/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/11/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/12/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christine Marie Beaumont-roy.
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