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Christine Marie Applegate

Fidelity Brokerage Services LLC

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About Christine Marie Applegate

Christine Marie Applegate is a financial advisor with Fidelity Brokerage Services LLC, with over ten years of experience in the financial services industry. Christine is licensed to provide securities and investment advisory services in all 50 states. She is also a registered principal with Fidelity Brokerage Services LLC. Christine specializes in providing a range of financial services including investment advice, retirement planning and estate planning.

Firm Information

Christine Applegate is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Applegate’s Registration & Firm History

TX

04/04/2023 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

AZ

11/17/2020 - 03/07/2023

ASSETMARK BROKERAGE, LLC (Phoenix AZ)

AZ

04/28/2020 - 10/19/2020

RAYMOND JAMES FINANCIAL SERVICES, INC. (PHOENIX AZ)

AZ

03/21/2016 - 03/30/2020

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

AZ

11/03/2015 - 03/03/2016

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

TX

08/16/2013 - 10/22/2015

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 09/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/09/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Christine Marie Applegate. Review regulatory record here.
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