Unclaimed
Christine Dolan is a financial advisor with Empower Financial Services, Inc. Christine has over 20 years of experience in the financial services industry. Christine is registered with the following securities regulators: FINRA, and the states of California, Connecticut, Delaware, Florida, Georgia, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, Pennsylvania, Texas, and Washington. Christine has passed the Series 6, Series 7, and Series 63 exams. Christine is also a Registered Investment Advisor (RIA) and has passed the Series 65 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/02/2015 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MA
10/23/2012 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
MA
09/01/2006 - 10/17/2012
LPL FINANCIAL LLC (NEWTON MA)
MA
01/14/2003 - 09/08/2006
INVESTORS CAPITAL CORP. (NEWTON MA)
MA
12/04/2001 - 01/16/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 06/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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