Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Rosencrans is a financial professional with over 19 years of experience in the industry. Christine is currently registered with Bok Financial Securities, Inc. and is located in Stamford, CT. Christine is a Series 7, Series 11, Series 63, Series 99TO and SIE licensed representative. Christine also holds a Connecticut license. Christine has previously worked with NATWEST MARKETS SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
03/02/2020 - Present
BOK Financial Securities, Inc. (Stamford CT)
CT
06/26/2003 - 07/03/2019
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 04/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2003
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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