Unclaimed
Christine Mania is a financial advisor at Morgan Stanley. Christine has over 25 years of experience in the financial services industry. Christine has been registered with Morgan Stanley since 2009, and previously worked at Morgan Stanley & Co. Incorporated and RBC Capital Markets Corporation. Christine is registered to provide investment advice in 48 states and the District of Columbia. Christine has a wide range of experience in providing financial planning, asset allocation, and portfolio management services to a diverse clientele including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
09/17/2018 - Present
Morgan Stanley (TOMS RIVER NJ)
NJ
01/14/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TOMS RIVER NJ)
NJ
06/19/2007 - 12/26/2008
RBC CAPITAL MARKETS CORPORATION (TOMS RIVER NJ)
NY
01/03/1996 - 11/19/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/01/1990 - 10/10/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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